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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-13
PA RA APPROVED 2018-11-12
  • TX RA
    APPROVED_RES
    Since 2024-05-13
  • PA RA
    APPROVED
    Since 2018-11-12

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/ U Financial Group State College PA 02/2018 Present
Mml Investors Services State College PA 03/2018 Present
Victory Sports & Fitness State College PA 06/2014 10/2021
  • 02/2018 → Present
    Massmutual/ U Financial Group
    State College, PA
  • 03/2018 → Present
    Mml Investors Services
    State College, PA
  • 06/2014 → 10/2021
    Victory Sports & Fitness
    State College, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-06
  • S66 Uniform Combined State Law Examination
    2018-10-06

View on SEC IAPD

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