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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-02-21 |
Branch Locations
550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Minneapolis | MN | 08/2012 | 06/2018 |
| Thrivent Investment Management Inc | Golden Valley | MN | 06/2018 | 01/2019 |
| Wells Fargo Clearing Services | Minneapolis | MN | 02/2019 | Present |
| Wells Fargo Bank | Minneapolis | MN | 02/2019 | Present |
RENTAL PROPERTY; INV. RELATED; ANDOVER, MN; 100% OWNERSHIP WITH SPOUSE; START DATE 1/16/2023; 10 HRS PER MONTH; 0 HRS DURING TRADING. DADCY LLC ; INV RELATED;ANDOVER,MN; COURIER SERVICES - DELIVERY;50% OWNERSHIP; START DATE: 05/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-20 |
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