Lea Anderson Garrott

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2023
  Wealthview Capital
  Jackson, MS
• 03/2023 → 06/2024
  Securities America Advisors
  Madison, MS
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2023-03-07 → 2024-06-14
  Securities America Advisors, Inc.
  Jackson, MS
  Madison, MS
• 2018-03-19 → 2023-04-05
  Wealthview Capital, Llc
  Jackson, MS

Other Businesses

1. SECURITIES AMERICA POSITION: Financial Advisor NATURE: Securities America Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 03/06/2023 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: Operate as a financial advisor and investment manager 2. MADISON STATION ELEMENTARY PTO POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 459 Reunion Parkway, Madison MS 39110, United States DESCRIPTION: I help out by occasionally by running things up to the school 3. YOUR RETIREMENT ADVISOR POSITION: IAR NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/06/2023 ADDRESS: 435 Lancaster Street, Suite 358, Leominster MA 01453, United States DESCRIPTION: Financial planning and investment advice 4. NATIONAL RETIREMENT FOUNDATION POSITION: Financial Advisor NATURE: It is a 501c3 business under the Mastermind Marketing group that is a marketing vendor suggested by Osaic's Marketing. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 03/21/2025 ADDRESS: 4550 W 77th Street, Edina MN 55435, United States DESCRIPTION: I will proceed general financial information to the people that attend their webinars if they book a meeting. No compensation is to be obtain from working these meetings. If they wish to work with a financial advisor they will then move to be under the OWI channel. 5. GENESIS CAPITAL WEALTH, LLC POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/03/2025 ADDRESS: 1000 Highland Colony Parkway, Suite 5203, Ridgeland MS 39157, United States DESCRIPTION: Financial planning and investment advice 6. ANDERSON GARROTT - INSURANCE SALES POSITION: Financial Advisor NATURE: Insurance Sales for fixed and indexed annuity sales as well as life, long-term, disability, and other fixed insurances. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/03/2025 ADDRESS: 1000 Highland Colony Parkway, Suite 5203, Ridgeland MS 39157, United States DESCRIPTION: Financial planning and investment advice that consist of any use of the need for insurance placement.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-05

Designations

• Certified Financial Planner

Other Names

• Lea Anderson Garrott