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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-12 |
| PA | RA | APPROVED | 2021-02-10 |
Branch Locations
100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States
205 E St Rd, Feasterville Trevose, PA 19053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Philadelphia | PA | 02/2017 | Present |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 02/2018 | Present |
| Key Bank | Conshohocken | PA | 07/2016 | 02/2017 |
| Parkway Corp | Philadelphia | PA | 01/2016 | Present |
PARKWAY CORPORATION, NOT INV RELATED, PHILADELPHIA, PA, GROUND TRANSPORTATION ASSOCIATE, START 5/8/2021, 36 HOURS PER MONTH, 1 HOUR DURING TRADING, CUSTOMER SERVICE FOR AIRPORT. RENTAL PROPERTY, INVT RELATED, PHILADELPHIA, PA, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-18 |
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