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Goodman Financial Corporation CRD 114637
$916M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-21 |
Branch Locations
5177 Richmond Ave Ste 700, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Methodist University | Dallas | TX | 08/2015 | 05/2017 |
| Unemployed | Dallas | TX | 05/2017 | 01/2018 |
| Mufg Securities Americas Inc. | Houston | TX | 01/2018 | 07/2020 |
| Goodman Financial Corporation | Houston | TX | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-06 |
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