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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-10 |
Branch Locations
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruby Tuesday | Lancaster | PA | 06/2014 | 04/2019 |
| Citizens Bank | Pittsburgh | PA | 03/2018 | 03/2019 |
| Citizens Securities, Inc. | Pittsburgh | PA | 03/2018 | 02/2019 |
| Independence Planning Group | Blue Bell | PA | 03/2019 | 02/2022 |
| Guardian Life Insurance Company | Blue Bell | PA | 03/2019 | 02/2022 |
| Park Avenue Securities | Blue Bell | PA | 03/2019 | 02/2022 |
| Mml Investors Services , Llc | Allentown | PA | 04/2022 | 06/2024 |
| Mass Mutual Life Insurance Company | Allentown | PA | 02/2022 | 06/2024 |
| Chili's | Lancaster | PA | 07/2019 | 06/2022 |
| River Trail Brewing | Marietta | PA | 07/2024 | 10/2025 |
| New Town Food & Spirits | Lancaster | PA | 09/2025 | Present |
| Brookstone Wealth Advisors | Wheaton | IL | 12/2025 | Present |
| Erdman Financial Group | Elizabethtown | PA | 12/2025 | Present |
(1) NAME: CHILI'S INV REL: N ADD: 1525 MANHEIM PIKE, LANCASTER, PA 17601 NATURE: RESTAURANT/BAR WORK POSITION: SERVER START DATE: 07/20/2009 No. HR/MO: 25. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: GREET GUESTS, TAKE ORDERS, RUN FOOD & CLEAN TABLES (2) NAME: KENNETH ERDMAN INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: NOTARY PUBLIC POSITION: NOTARY START DATE: 09/20/2009 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: NOTORIZE DOCUMENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-29 |
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