Rafael Antonio Alfaro

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-20

TX RA
APPROVED

Since 2023-12-20

Branch Locations

Prosper, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Income Life	Garden Grove	CA	08/2016	02/2018
Jp Morgan Chase Bank, N.A.	Long Beach	CA	02/2018	06/2023
Jp Morgan Securities Llc	Long Beach	CA	02/2018	06/2023
Tiaa	Frisco	TX	10/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	10/2023	Present
Unemployed	Fort Worth	TX	06/2023	10/2023

08/2016 → 02/2018

American Income Life

Garden Grove, CA
02/2018 → 06/2023

Jp Morgan Chase Bank, N.A.

Long Beach, CA
02/2018 → 06/2023

Jp Morgan Securities Llc

Long Beach, CA
10/2023 → Present

Tiaa

Frisco, TX
10/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
06/2023 → 10/2023

Unemployed

Fort Worth, TX

Other Businesses

RAFAEL ALFARO POSITION: Landlord NATURE: renting our previous home at 11508 Planter Ln Fort Worth TX 76244 while we are still trying to sell it. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/04/2025 ADDRESS: Home Address, Prosper TX 75078, United States DESCRIPTION: Landlord

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-19
S63	Uniform Securities Agent State Law Examination	2018-04-11

S66 Uniform Combined State Law Examination

2023-12-19
S63 Uniform Securities Agent State Law Examination

2018-04-11

Other Names

Rafael A Alfaro
Rafael Alfaro
Rafael Antonio Alfaro

View on SEC IAPD