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Lesley Mairin

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-03-16
TX RA APPROVED 2020-02-21
WI RA APPROVED 2019-12-11
  • MN RA
    APPROVED
    Since 2023-03-16
  • TX RA
    APPROVED
    Since 2020-02-21
  • WI RA
    APPROVED
    Since 2019-12-11

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Paul MN 02/2018 10/2019
The Olive Branch Oil & Spice Co. White Bear Lake MN 10/2017 02/2018
Unemployed Saint Paul MN 01/2008 10/2017
Morgan Stanley Smith Barney Llc Wayzata MN 11/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2023 Present
  • 02/2018 → 10/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Saint Paul, MN
  • 10/2017 → 02/2018
    The Olive Branch Oil & Spice Co.
    White Bear Lake, MN
  • 01/2008 → 10/2017
    Unemployed
    Saint Paul, MN
  • 11/2019 → Present
    Morgan Stanley Smith Barney Llc
    Wayzata, MN
  • 07/2023 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-13
  • S66 Uniform Combined State Law Examination
    2019-05-13
Other Names
  • Lesley Mairin Tupy
  • Lesley Mairin Bushey
  • Lesley Tupy

View on SEC IAPD

Other Firms

LARSON FINANCIAL GROUP, LLC
EDWARD JONES
WALLEYE CAPITAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GARDA CAPITAL PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
BANNERSTONE CAPITAL

Other Investors

JOSEPH ANTHONY DELMONICO
GREGORY CHARLES RIELAND
BRIAN JEROME WARPINSKI
JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

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