Joshua Lee Carlson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 07/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 11/2017 → 02/2018
  Home State Bank
  Woodstock, IL
• 08/2017 → 11/2017
  Unemployed
  Woodstock, IL
• 05/2016 → 09/2017
  Great Western Bank
  Olathe, KS
• 02/2020 → 07/2026
  Bank Of America, N.A.
  Rolling Meadows, IL
• 07/2026 → Present
  Ubs Financial Services Inc.
  Leawood, KS

Previous Registrations

• 2018-07-13 → 2026-07-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilberts, IL
  Chicago, IL
  Westlake Village, CA
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Gilberts, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2018-07-12

Other Names

• Joshua Carlson
• Joshua Lee Carlson