Carey Alexander Perkins

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2012-02-03

CO RA
APPROVED

Since 2012-02-03

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	03/2008	Present
Carey Perkins	Denver	CO	02/2013	Present

03/2008 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
02/2013 → Present

Carey Perkins

Denver, CO

Other Businesses

CAREY PERKINS, DENVER, COLORADO, NOT INVESTMENT RELATED, 02/25/2013, PERSONAL/HOUSEHOLD SERVICES, DOG SITTER, WALK, FEED AND TAKE CARE OF DOGS, VARIOUS HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-02
S63	Uniform Securities Agent State Law Examination	1999-03-18

S66 Uniform Combined State Law Examination

2012-02-02
S63 Uniform Securities Agent State Law Examination

1999-03-18

Other Names

Carey A Perkins

View on SEC IAPD