David D Peterson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 07/2018
  Sii Investments, Inc.
  Appleton, WI
• 08/2018 → 04/2021
  Securities America, Inc.
  La Vista, NE
• 04/2021 → 09/2023
  Advisornet Financial
  Minneapolis, MN
• 04/2021 → 09/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 09/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → 06/2024
  Securities America, Inc.
  Omaha, NE
• 09/2023 → Present
  Wealthplan Partners
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE

Previous Registrations

• 2023-06-29 → 2023-09-22
  Cetera Investment Advisers Llc
  Minnetonka, MN
  Minnetonka, MN
• 2021-05-03 → 2023-06-29
  Cetera Wealth Services, Llc
  Minnetonka, MN
  El Segundo, CA
  Omaha, NE
  Minnetonka, MN
• 2018-11-30 → 2021-03-26
  Securities America Advisors, Inc.
  La Vista, NE

Other Businesses

1. WEALTHPLAN PARTNERS POSITION: Director of Supervision NATURE: DBA for Investment / Advisory / Outside RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/25/2023 ADDRESS: 101 S 108 street, Omaha NE 68154, United States DESCRIPTION: I will be the Director of Supervision for Wealthplan partners. Changed as of 7/21 from CCO. 2. DAVID PETERSON OSJ POSITION: President NATURE: State-registered entities established for the purpose of managing business expenses and commissions INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/29/2024 ADDRESS: 17469 R street, Omaha NE 68135 DESCRIPTION: My override as an OSJ is accounted for with this OBA. 3. AMERICAN RED CROSS ? NEBRASKA-IOWA REGION POSITION: Board Member NATURE: Board of Directors member, Vice Chairman of the board - America Red Cross - Nebraska-Iowa Region. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2024 ADDRESS: 2912 S 80th Ave, Omaha NE 68124, United States DESCRIPTION: Member of the Board of Directors of the America Red Cross Nebraska - Iowa Chapter. Participate in monthly board meetings. 4. OSAIC FOUNDATION, NATURAL DISASTER RESPONSE TEAM POSITION: Advisor Co-Chair NATURE: Osaic Foundation is a 501 (c)(3) nonprofit organization. It is Osaic' s charity. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2024 ADDRESS: 101 S 108th Ave, Omaha NE 68154, United States DESCRIPTION: Co-chair for the Natural Disaster Response Team. 5. DAVID PETERSON INSURANCE (HIGHLAND) POSITION: Agent NATURE: Individual agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2023 ADDRESS: 101 S 108th Ave, Omaha NE 68154, United States DESCRIPTION: Insurance Agent 6. TTEE, POA POSITION: TTEE NATURE: TTEE, POA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2013 ADDRESS: 17469 R street, Omaha NE 68135, United States DESCRIPTION: TTEE POSITION: TTEE, POA= NATURE: POA for my wife. Trustee for my family trust. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIESTRADING HOURS: 0 START DATE: 11/14/2013 ADDRESS: 17469 R street, Omaha NE 68135 DESCRIPTION: POA, trustee. 7. DAVID PETERSON INSURANCE POSITION: Agent NATURE: Individual agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2023 ADDRESS: 101 S 108th Ave, Omaha NE 68154, United States DESCRIPTION: Insurance Agent

Exams

• S66 Uniform Combined State Law Examination
  2018-11-27
• S63 Uniform Securities Agent State Law Examination
  1998-08-13

Other Names

• David Douglass Peterson