Best Investors Account Sign in

Marissa Saponare

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MA

Boston, MA

Hartford, CT

Cromwell, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-19
CT RA APPROVED 2012-07-03
  • TX RA
    APPROVED_RES
    Since 2012-07-19
  • CT RA
    APPROVED
    Since 2012-07-03

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

100 Federal St, Boston, MA 02110 • United States

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Cromwell, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 06/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-15
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S65 Uniform Investment Adviser Law Examination
    2003-08-15
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19
Other Names
  • Marissa D Carr
  • Marissa Daughn Carr
  • Marissa Daughn Saponare
  • Marissa Carr
  • Marissa Carr Saponare

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HEAPHY INVESTMENTS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
USA 401K
MOORS & CABOT, INC.

Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

More in Springfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor