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Patricia Ann Adams

Wells Fargo Clearing Services, LLC

Lake Mary, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-15
  • TX RA
    APPROVED
    Since 2013-03-15

Branch Locations

1025 Greenwood Blvd Ste 179, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Lake Mary FL 03/2013 11/2016
Wells Fargo Clearing Services, Llc Lake Mary FL 11/2016 Present
Previous Registrations
  • 2011-12-07 → 2013-04-05
    Morgan Stanley
    Winter Park, FL
    Winter Park, FL
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; LAKE MARY, FL: START DATE 04/19/2016; .5 HOURS PER MONTH/ .5 DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-07-11
  • S63 Uniform Securities Agent State Law Examination
    2002-07-11
Other Names
  • Patricia Ann Coats
  • Patty Ann Adams

View on SEC IAPD

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Other Offices

ROBO ADVISOR, INC. · LAKE MARY, FL
BLUESTAR WEALTH MANAGEMENT · LAKE MARY, FL
FAMILYWEALTH · LAKE MARY, FL
FAMILYWEALTH ASSET MANAGEMENT · LAKE MARY, FL
HAYSLEY FINANCIAL SERVICES, INC. · LAKE MARY, FL
SIGMA INVESTMENT COUNSELORS · LAKE MARY, FL
JACKSON WEALTH MANAGEMENT, LLC · LAKE MARY, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Mary, FL

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