Brian James Roberts

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 06/2024
  Securities America, Inc.
  Baton Rouge, LA
• 03/2016 → 04/2018
  Healthcare Appraisers, Inc.
  Baton Rouge, LA
• 06/2018 → 06/2024
  Securities America Advisors
  Baton Rouge, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Baton Rouge, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Baton Rouge, LA

Previous Registrations

• 2018-06-01 → 2024-06-14
  Securities America Advisors, Inc.
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1. DBA: Roberts Financial 2. RSFF BOARD MEMBER POSITION: Board Member / President NATURE: Red Stick Fly Fishers club board member / president INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 2320 Oleander St. Baton Rouge, LA 70806 DESCRIPTION: Attend meetings, help organize club events

Exams

• S66 Uniform Combined State Law Examination
  2018-05-25

Other Names

• Brian Roberts