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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-14
  • TX RA
    APPROVED
    Since 2021-04-14

Branch Locations

3000 Briarcrest Drive, Bryan, TX 77802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Bryan TX 07/2009 06/2017
Health South Rehabilitation Bryan TX 06/2017 06/2018
Ubs Financial Services Inc. Bryan TX 03/2018 07/2019
Ubs Financial Services Inc. Weehawken NJ 07/2019 04/2021
Stifel Nicolaus & Co Inc Bryan TX 04/2021 Present
  • 07/2009 → 06/2017
    Full-Time Education
    Bryan, TX
  • 06/2017 → 06/2018
    Health South Rehabilitation
    Bryan, TX
  • 03/2018 → 07/2019
    Bryan, TX
  • 07/2019 → 04/2021
    Weehawken, NJ
  • 04/2021 → Present
    Stifel Nicolaus & Co Inc
    Bryan, TX
Previous Registrations
Other Businesses

1. Delight In Hardship LLC; 1932 Cambria Drive Bryan TX 77807; Christian Podcast; Owner; Podcast Host; 01/23/2026; 6 hrs/week; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-22
  • S66 Uniform Combined State Law Examination
    2019-10-22
Other Names
  • Trace Urquhart

View on SEC IAPD

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