Nicole Louise Baca Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-01
CO	RA	APPROVED	2020-01-13

TX RA
APPROVED

Since 2020-04-01
CO RA
APPROVED

Since 2020-01-13

Branch Locations

Littleton, CO • United States

1155 Kelly Johnson Blvd Suite 206, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2018	Present
Allstate Insurance	Northglenn	CO	09/2010	03/2018

03/2018 → Present

Edward Jones

St Louis, MO
09/2010 → 03/2018

Allstate Insurance

Northglenn, CO

Other Businesses

The Dames Type of business: Networking Group Denver, CO Start date: 6/1/2024 Dames Ambassador Hours per week: 3 Hours during trading: 2 Desc: welcome new members, set up 1:1 calls with different members, attend a monthly ambassador meeting, send monthly reach outs to members, and attend in-person/zoom meetings. I also planned summer of fun which is hiking, paddle boarding, pickleball, picnics, and swimming.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-10

S66 Uniform Combined State Law Examination

2020-01-10

Other Names

Nicole Louise Baca

View on SEC IAPD