Sophie Alexandra Lamb

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-24
ME	RA	APPROVED	2023-07-17

TX RA
APPROVED

Since 2023-10-24
ME RA
APPROVED

Since 2023-07-17

Branch Locations

200 Us Route 1 Ste 111, Scarborough, ME 04074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Scarborough	ME	02/2018	03/2020
University Of Maine	Orono	ME	01/2015	01/2018
Ameriprise Financial Services, Llc	Scarborough	ME	03/2020	Present

02/2018 → 03/2020

Ameriprise Financial Services, Inc.

Scarborough, ME
01/2015 → 01/2018

University Of Maine

Orono, ME
03/2020 → Present

Ameriprise Financial Services, Llc

Scarborough, ME

Other Businesses

Outside Employment; Independent Solutions; Financial Advisor; Manage advisory business; 200 US Rt 1 , Suite 111, Scarborough , ME, 04074; Investment-Related; 02/26/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-13

S66 Uniform Combined State Law Examination

2023-07-13

Other Names

Sophie Alexandra Lamb
Sophie Alexandra Hughes
Sophie Lamb

View on SEC IAPD