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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-05-23 |
Branch Locations
2530 Scottsville Road Suite 109, Bowling Green, KY 42104 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
809 Morton Ave. Suite 200, Bardstown, KY 40004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retired From Bowling Green City Schools | Bowling Green | KY | 07/2017 | Present |
| Bowling Green City Schools | Bowling Green | KY | 06/1998 | 07/2017 |
ANNUITIES, LIFE/HEALTH INSURANCE POSITION: Representative NATURE: Life and Health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2018 ADDRESS: 1906 Kay Ave, BOWLING GREEN KY 42104, United States DESCRIPTION: If a current client were to ask for life or health insurance, then I would provide information for them. THOROUGHBRED ASSET MANAGEMENT, Is Investment Related, DBA, Financial Professional, 02/26/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.+ LAWSON FINANCIAL LLC INVESTMENT RELATED; INVESTMENT ADVISOR; 80 HOURS PER MONTH AND 0 DURING TRADING HOURS; 1906 KAY AVE, BOWLING GREEN KY 42104; START: 02/01/2024; COMMISSION BASED; NATURE; INVESTMENT ADVISOR; DURIES: Financial Advisor for Thoroughbred Asset Mgmt. which is attached to GWN Securities (Broker Dealer).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-23 |
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