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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-05-04
TX RA APPROVED 2018-05-04
  • NC RA
    APPROVED
    Since 2018-05-04
  • TX RA
    APPROVED
    Since 2018-05-04

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Statesville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 02/2018 Present
Associate Staffing Charlotte NC 02/2018 05/2018
River Oaks Golf Club Statesville NC 04/2012 Present
Rink & Robinson, Pllc Hickory NC 01/2016 10/2017
Lenoir-Rhyne University Hickory NC 08/2016 Present
  • 02/2018 → Present
    Charlotte, NC
  • 02/2018 → 05/2018
    Associate Staffing
    Charlotte, NC
  • 04/2012 → Present
    River Oaks Golf Club
    Statesville, NC
  • 01/2016 → 10/2017
    Rink & Robinson, Pllc
    Hickory, NC
  • 08/2016 → Present
    Lenoir-Rhyne University
    Hickory, NC
Other Businesses

RIVER OAKS GOLF CLUB, NOT INV RELATED, STATESVILLE, NC, ASSISTANT GOLF PRO, START 1/27/2019, 16 HOURS PER MONTH, ZERO DURING TRADING, RUN THE PRO SHOP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
  • S66 Uniform Combined State Law Examination
    2018-05-04
Other Names
  • Ethan Fesperman

View on SEC IAPD

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