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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-24 |
| NV | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Madison Avenue Securities, Inc. | Reno | NV | 03/2006 | 03/2021 |
| Self Employed | Reno | NV | 07/1989 | Present |
| Madison Avenue Securities, Inc. | Reno | NV | 03/2009 | 04/2021 |
| Pinnacle Resource Management, Inc. | Reno | NV | 01/1997 | Present |
| Woodbury Financial Services Inc | Reno | NV | 04/2021 | 01/2024 |
| Osaic Wealth, Inc. | Reno | NV | 01/2024 | Present |
1. ESTATE DOCS PRO POSITION: Sofware license user for referral NATURE: LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2019 ADDRESS: 3101 N. Central Ave. STE 1600, Phoenix AZ 85012, United States DESCRIPTION: I have a software license which allows me to direct someone to their portal. I have a branded portal for it separate from the securities website and NO reference of it is currently mentioned on my primary web site. However If possible I would like to add a link. If someone is looking to put together an estate plan, I will recommend they check out the landing page. If they want to sign up, they pay a one time fee (Maximum of and a small annual fee 2. PINNACLE RESOURCE MANAGEMENT, INC. DBA REDING FINANCIAL GROUP POSITION: Owner NATURE: Corp. S INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/19/1997 ADDRESS: 9190 Double Diamond Parkway, Reno NV 89521, United States DESCRIPTION: As part of a total retirement planning approach, it may be prudent to recommend life insurance, long term care insurance, fixed annuities etc to a client or prospective client.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-11 |
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