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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-16
ND RA APPROVED 2025-04-29
  • MN RA
    APPROVED
    Since 2025-05-16
  • ND RA
    APPROVED
    Since 2025-04-29

Branch Locations

201 E Main St, Ada, MN 56510 • United States

1301 30Th Ave S, Fargo, ND 58103 • United States

601 Center Ave, Moorhead, MN 56560 • United States

215 5Th St N, Fargo, ND 58102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fargo ND 06/2021 02/2023
J.P. Morgan Securities Llc Fargo ND 06/2021 02/2023
Bremer Bank Grand Forks ND 12/2020 06/2021
Sky's Fine Dining Grand Forks ND 06/2018 06/2021
Northwestern Mutual Grand Forks ND 04/2018 10/2018
Wild Bills Sports Saloon Fargo ND 08/2017 03/2018
Thompsons Usa Limited East Grand Forks MN 05/2017 08/2017
Seasons Family Restaurant East Grand Forks MN 08/2016 05/2017
University Of North Dakota Grand Forks ND 01/2017 12/2019
E.W. Wylie Corporation Fargo ND 02/2023 12/2024
American Federal Bank Fargo ND 12/2024 Present
Lpl Financial Llc Fargo ND 01/2025 Present
  • 06/2021 → 02/2023
    Jpmorgan Chase Bank, N.A.
    Fargo, ND
  • 06/2021 → 02/2023
    J.P. Morgan Securities Llc
    Fargo, ND
  • 12/2020 → 06/2021
    Bremer Bank
    Grand Forks, ND
  • 06/2018 → 06/2021
    Sky's Fine Dining
    Grand Forks, ND
  • 04/2018 → 10/2018
    Northwestern Mutual
    Grand Forks, ND
  • 08/2017 → 03/2018
    Wild Bills Sports Saloon
    Fargo, ND
  • 05/2017 → 08/2017
    Thompsons Usa Limited
    East Grand Forks, MN
  • 08/2016 → 05/2017
    Seasons Family Restaurant
    East Grand Forks, MN
  • 01/2017 → 12/2019
    University Of North Dakota
    Grand Forks, ND
  • 02/2023 → 12/2024
    E.W. Wylie Corporation
    Fargo, ND
  • 12/2024 → Present
    American Federal Bank
    Fargo, ND
  • 01/2025 → Present
    Fargo, ND
Other Businesses

1)01/15/2025 - American Federal Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/15/2025 - American Federal Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 100 Hr/Mth 3)11/01/2021 - Notary - State of ND - Inv Rel - Start: 11/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-17
S63 Uniform Securities Agent State Law Examination 2021-09-02
  • S66 Uniform Combined State Law Examination
    2025-04-17
  • S63 Uniform Securities Agent State Law Examination
    2021-09-02
Other Names
  • Mason James Fuchs
  • Mason J Fuchs

View on SEC IAPD

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