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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Costa Mesa | CA | 05/2026 | Present |
| Maggie Yi Yang | Fullerton | CA | 02/2023 | Present |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 02/2018 | 02/2023 |
| M.THomassen & Associates, P.C. | Costa Mesa | CA | 12/2012 | 01/2018 |
| Guardian Life Insurance Company | Newport Beach | CA | 06/2023 | 06/2024 |
| Park Avenue Securities | Newport Beach | CA | 07/2023 | 10/2023 |
| Eric Zhang & Associates, Llp | City Of Industry | CA | 02/2023 | 03/2023 |
| Ameriprise Financial Services, Llc | Irvine | CA | 07/2024 | 08/2024 |
1. 05/2026 - Maggie Yi Yang - Tax Prep/Accounting/CPA - Inv Related – 160 Hour(s)/Month – 0 Hour(s) During Trading – Fullerton CA 92831 – OBA Start Date: 10/16/2024 2. 05/2026 - VIA LUCE CAPITAL - DBA for LPL Business (entity for LPL business) - Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – Fullerton CA 92831– OBA Start Date: 5/18/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
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