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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-03
  • CA RA
    APPROVED
    Since 2026-06-03

Branch Locations

3090 Bristol St, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Costa Mesa CA 05/2026 Present
Maggie Yi Yang Fullerton CA 02/2023 Present
Ameriprise Financial Services, Inc. Minneapolis MN 02/2018 02/2023
M.THomassen & Associates, P.C. Costa Mesa CA 12/2012 01/2018
Guardian Life Insurance Company Newport Beach CA 06/2023 06/2024
Park Avenue Securities Newport Beach CA 07/2023 10/2023
Eric Zhang & Associates, Llp City Of Industry CA 02/2023 03/2023
Ameriprise Financial Services, Llc Irvine CA 07/2024 08/2024
  • 05/2026 → Present
    Costa Mesa, CA
  • 02/2023 → Present
    Maggie Yi Yang
    Fullerton, CA
  • 02/2018 → 02/2023
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 12/2012 → 01/2018
    M.THomassen & Associates, P.C.
    Costa Mesa, CA
  • 06/2023 → 06/2024
    Guardian Life Insurance Company
    Newport Beach, CA
  • 07/2023 → 10/2023
    Park Avenue Securities
    Newport Beach, CA
  • 02/2023 → 03/2023
    Eric Zhang & Associates, Llp
    City Of Industry, CA
  • 07/2024 → 08/2024
    Irvine, CA
Previous Registrations
Other Businesses

1. 05/2026 - Maggie Yi Yang - Tax Prep/Accounting/CPA - Inv Related – 160 Hour(s)/Month – 0 Hour(s) During Trading – Fullerton CA 92831 – OBA Start Date: 10/16/2024 2. 05/2026 - VIA LUCE CAPITAL - DBA for LPL Business (entity for LPL business) - Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – Fullerton CA 92831– OBA Start Date: 5/18/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12
Other Names
  • Maggie Yi Yang
  • Yi Yang
  • Maggie Yang
  • Maggieyi Yang
  • Maggie Yi Yang
  • Maggie Yi Yi Yang

View on SEC IAPD

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