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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-07-08 |
Branch Locations
1350 Division Rd Suite 200, West Warwick, RI 02893 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Warwick | RI | 09/2009 | 06/2018 |
| The Patriot Financial Group, Llc | West Warwick | RI | 08/2014 | 07/2025 |
| Securities America, Inc. | West Warwick | RI | 06/2018 | 12/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2022 | 07/2025 |
| Summit Financial, Llc | Parsippany | NJ | 07/2025 | Present |
(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Marchetti Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-14 |
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