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Katherine Margaret King

Wells Fargo Clearing Services, LLC

Pinehurst, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-25
NC RA APPROVED 2018-05-16
  • TX RA
    APPROVED
    Since 2025-07-25
  • NC RA
    APPROVED
    Since 2018-05-16

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pinehurst NC 02/2018 Present
Jordan Price Wall Gray Jones & Carlton, Pllc Raleigh NC 05/2013 02/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-16
  • S66 Uniform Combined State Law Examination
    2018-05-16
Other Names
  • Kate King
  • Katherine King

View on SEC IAPD

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