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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-06-25
TX RA APPROVED 2020-06-25
IL RA APPROVED 2020-06-16
  • MO RA
    APPROVED
    Since 2020-06-25
  • TX RA
    APPROVED
    Since 2020-06-25
  • IL RA
    APPROVED
    Since 2020-06-16

Branch Locations

1405 N Green Mount Rd Ste 200, O Fallon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 03/2018 03/2019
Unemployed Hecker IL 12/2017 03/2018
Dexyp Maryland Heights MO 07/2017 12/2017
Yp Holdings Llc Maryland Heights MO 08/2014 07/2017
Wells Fargo Clearing Services Llc Waterloo IL 03/2019 Present
  • 03/2018 → 03/2019
    Td Ameritrade
    St. Louis, MO
  • 12/2017 → 03/2018
    Unemployed
    Hecker, IL
  • 07/2017 → 12/2017
    Dexyp
    Maryland Heights, MO
  • 08/2014 → 07/2017
    Yp Holdings Llc
    Maryland Heights, MO
  • 03/2019 → Present
    Waterloo, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-16
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2020-06-16
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
Other Names
  • Kelly Ann Biffar

View on SEC IAPD

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