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Kelly Ann Murphy

Wells Fargo Clearing Services, LLC

O Fallon, IL

CRD 6916672

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-06-25
TX RA APPROVED 2020-06-25
IL RA APPROVED 2020-06-16
  • MO RA
    APPROVED
    Since 2020-06-25
  • TX RA
    APPROVED
    Since 2020-06-25
  • IL RA
    APPROVED
    Since 2020-06-16

Branch Locations

1405 N Green Mount Rd Ste 200, O Fallon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 03/2018 03/2019
Unemployed Hecker IL 12/2017 03/2018
Dexyp Maryland Heights MO 07/2017 12/2017
Yp Holdings Llc Maryland Heights MO 08/2014 07/2017
Wells Fargo Clearing Services Llc Waterloo IL 03/2019 Present
  • 03/2018 → 03/2019
    Td Ameritrade
    St. Louis, MO
  • 12/2017 → 03/2018
    Unemployed
    Hecker, IL
  • 07/2017 → 12/2017
    Dexyp
    Maryland Heights, MO
  • 08/2014 → 07/2017
    Yp Holdings Llc
    Maryland Heights, MO
  • 03/2019 → Present
    Wells Fargo Clearing Services Llc
    Waterloo, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-16
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2020-06-16
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
Other Names
  • Kelly Ann Biffar

View on SEC IAPD

Nearby Firms

EDWARD JONES
FIRST COMMAND ADVISORY SERVICES
STIFEL INDEPENDENT ADVISORS, LLC

Nearby Investors

Todd Jaeckel Stonewater
Christina Lee Rask
ALAN EDWARD ORR

Nearby Offices

EDWARD JONES · O FALLON, IL
FIRST COMMAND ADVISORY SERVICES · O'FALLON, IL
FIRST COMMAND ADVISORY SERVICES · O Fallon, IL

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