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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-22 |
| NJ | RA | APPROVED | 2021-12-21 |
Branch Locations
186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds, Inc. | New York | NY | 05/2000 | 05/2019 |
| Unemployed | Marlboro | NJ | 06/2019 | 08/2019 |
| Axa Advisors, Llc | Edison | NJ | 09/2019 | 06/2020 |
| Equitable Advisors, Llc | Edison | NJ | 09/2019 | 12/2021 |
| Mml Investors Services, Llc | Iselin | NJ | 12/2021 | Present |
| Mass Mutual Insurance Company | Iselin | NJ | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-28 |
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