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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
30 Technology Drive South Suite 1-Q, Warren, NJ 07059 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Basking Ridge | NJ | 01/2018 | 11/2024 |
| Unemployed | Long Valley | NJ | 05/2017 | 01/2018 |
| Saint Joseph'S University | Philadelphia | PA | 08/2013 | 05/2017 |
| Prudential Insurance Company Of America | Basking Ridge | NJ | 06/2018 | Present |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 10/22/2024 - Chartered Financial Services - Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 01/31/2024 - 160hrs/mth - 160hrs/mth During Trading 2) 09/16/2024 - New Providence Financial - Sales and service of insurance and investments - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 01/31/2024 - 80hrs/mth - 80hrs/mth During Trading 3) 09/16/2024 - Chartered Financial Services LLC DBA Website URL: www.cfs-nj.com - Sales and Service of Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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