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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-11-28 |
| TX | RA | APPROVED | 2018-11-28 |
Branch Locations
2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 02/2018 | 11/2018 |
| Ibm | Chicago | IL | 08/2016 | 02/2018 |
| Stifel Nicolaus & Co Inc | Frontenac | MO | 11/2018 | Present |
1. Our Little Haven; 4316 Lindell Blvd St Louis, MO 63108; Providing early intervention services for children and families; Planned giving board; Working with executive board to increase the planned giving support; 03/02/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Our Little Haven; 4316 Lindell Blvd, St Louis, MO 63108; Providing early intervention services for children and families; Assist in development and planning of "planned giving"; 03/02/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Backstoppers Development Board; 10411 Clayton Rd, St Louis, MO 63131; Development Board Member; Help the organization develop ideas for growth and involvement including fund raising; 12/02/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Ladue Court HOA; 7 Ladue Ct St Louis MO 63141; Secretary for our HOA. No responsibilities other than meeting notes and helping where applicable; 01/01/2024; 2.00hrs/year; Not during securities trading hours; Not Investment-Related 5. St. Louis Children's Hospital Development Board; The St. Louis Children's Hospital Development Board supports the hospitals mission of doing what's right for kids by raising mon; board member and will be in an advisory role only; I will be helping spread the word for St Louis Children's hospital and participating in fund raising activities; 01/28/2026; 2hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-14 |
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