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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-11-28
TX RA APPROVED 2018-11-28
  • MO RA
    APPROVED
    Since 2018-11-28
  • TX RA
    APPROVED
    Since 2018-11-28

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Frontenac MO 02/2018 11/2018
Ibm Chicago IL 08/2016 02/2018
Stifel Nicolaus & Co Inc Frontenac MO 11/2018 Present
Previous Registrations
Other Businesses

1. Our Little Haven; 4316 Lindell Blvd St Louis, MO 63108; Providing early intervention services for children and families; Planned giving board; Working with executive board to increase the planned giving support; 03/02/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Our Little Haven; 4316 Lindell Blvd, St Louis, MO 63108; Providing early intervention services for children and families; Assist in development and planning of "planned giving"; 03/02/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Backstoppers Development Board; 10411 Clayton Rd, St Louis, MO 63131; Development Board Member; Help the organization develop ideas for growth and involvement including fund raising; 12/02/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Ladue Court HOA; 7 Ladue Ct St Louis MO 63141; Secretary for our HOA. No responsibilities other than meeting notes and helping where applicable; 01/01/2024; 2.00hrs/year; Not during securities trading hours; Not Investment-Related 5. St. Louis Children's Hospital Development Board; The St. Louis Children's Hospital Development Board supports the hospitals mission of doing what's right for kids by raising mon; board member and will be in an advisory role only; I will be helping spread the word for St Louis Children's hospital and participating in fund raising activities; 01/28/2026; 2hrs/qtr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Douglas Creech

View on SEC IAPD

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