James Griffin

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-02
AR	RA	APPROVED	2018-05-14

TX RA
APPROVED

Since 2019-01-02
AR RA
APPROVED

Since 2018-05-14

Branch Locations

Bentonville, AR • United States

620 West 3Rd St Suite 300, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2018	Present
Salem Professional Group	Oakbrook Terrace	IL	07/2011	02/2018

03/2018 → Present

Edward Jones

St Louis, MO
07/2011 → 02/2018

Salem Professional Group

Oakbrook Terrace, IL

Other Businesses

JAG Properties LLC Type of business: Rental properties Sherwood, AR Start date: 1/1/2013 Sole member Hours per week: 0 Hours during trading: 0 Owner Pinnacle North LLP Type of business: Property management company Sherwood, AR Start date: 1/1/2012 Member Hours per week: 0 Hours during trading: 0 Silent partner 137 Shadow Oaks LLC Type of business: Real estate holding company Sherwood, AR Start date: 1/31/2022 Partner Hours per week: 0 Hours during trading: 0 Co Owner Jane Wick LLC Type of business: Retail sales Bentonville, AR Start date: 3/1/2025 Investor Hours per week: 0 Hours during trading: 0 Seed level investor for a retail start up.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-11

S66 Uniform Combined State Law Examination

2018-05-11

Designations

Other Names

James Allen Griffin

View on SEC IAPD