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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-13 |
Branch Locations
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
6360 Whiskey Creek Dr, Fort Myers, FL 33919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Fort Myers | FL | 01/2017 | Present |
| Wells Fargo Clearing Services, Llc | Fort Myers | FL | 02/2018 | Present |
| Alorica Inc | Fort Myers | FL | 10/2016 | 12/2016 |
| Gartner Inc. | Fort Myers | FL | 07/2014 | 10/2016 |
BROWNS PROFESSIONAL CONSTRUCTION LLC; CAPE CORAL, FL; MANAGING MEMBER; START DATE 5/31/2024; 20 HOURS PER MONTH; 0 DURING TRADING; ASSIT WITH OFFICE PAPERWORK, MARKETING, AND INTERFACE WITH CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-10 |
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