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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-07
NJ RA APPROVED 2025-07-05
FL RA APPROVED 2025-06-30
  • NY RA
    APPROVED
    Since 2025-07-07
  • NJ RA
    APPROVED
    Since 2025-07-05
  • FL RA
    APPROVED
    Since 2025-06-30

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

4475 Weston Road, Weston, FL 33331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Space Coast Credit Union Miami FL 07/2006 08/2019
Lpl Financial Llc Miami FL 02/2018 08/2019
Jp Morgan Chase Bank, N.A. Coral Gables FL 10/2019 06/2020
Jp Morgan Securities Llc Coral Gables FL 10/2019 06/2020
Unemployed Hialeah FL 09/2019 09/2019
Regions Bank Hialeah FL 07/2020 05/2024
Cetera Investment Services Llc St. Cloud MN 07/2020 05/2024
Cetera Investment Advisers Llc Hialeah FL 07/2020 05/2024
Citigroup Global Markets Inc Miramar FL 06/2024 06/2025
Td Bank N.A Weston FL 06/2025 Present
Td Private Client Wealth Llc Weston FL 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-07
  • S66 Uniform Combined State Law Examination
    2019-01-07
Other Names
  • Luis A Hernandez
  • Luis Hernandez
  • Luis Alberto Hernandez

View on SEC IAPD

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