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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-07 |
| NJ | RA | APPROVED | 2025-07-05 |
| FL | RA | APPROVED | 2025-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Space Coast Credit Union | Miami | FL | 07/2006 | 08/2019 |
| Lpl Financial Llc | Miami | FL | 02/2018 | 08/2019 |
| Jp Morgan Chase Bank, N.A. | Coral Gables | FL | 10/2019 | 06/2020 |
| Jp Morgan Securities Llc | Coral Gables | FL | 10/2019 | 06/2020 |
| Unemployed | Hialeah | FL | 09/2019 | 09/2019 |
| Regions Bank | Hialeah | FL | 07/2020 | 05/2024 |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2020 | 05/2024 |
| Cetera Investment Advisers Llc | Hialeah | FL | 07/2020 | 05/2024 |
| Citigroup Global Markets Inc | Miramar | FL | 06/2024 | 06/2025 |
| Td Bank N.A | Weston | FL | 06/2025 | Present |
| Td Private Client Wealth Llc | Weston | FL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-07 |
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