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Robert Henry Carrington

J.P. Morgan Securities LLC

Encino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-06-23
WA RA APPROVED 2025-06-23
CA RA APPROVED 2025-06-02
TX RA APPROVED 2025-06-02
  • HI RA
    APPROVED
    Since 2025-06-23
  • WA RA
    APPROVED
    Since 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-02
  • TX RA
    APPROVED
    Since 2025-06-02

Branch Locations

16300 Ventura Blvd, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Na Encino CA 07/2016 12/2022
Wells Fargo Clearing Services Llc Encino CA 07/2016 12/2022
Bank Of The West San Francisco CA 12/2022 02/2023
J.P. Morgan Securities Llc Encino CA 04/2023 Present
Jpmorgan Chase Bank, N.A. Encino CA 04/2023 Present
Unemployed Woodland Hills CA 03/2023 03/2023
  • 07/2016 → 12/2022
    Wells Fargo Na
    Encino, CA
  • 07/2016 → 12/2022
    Wells Fargo Clearing Services Llc
    Encino, CA
  • 12/2022 → 02/2023
    Bank Of The West
    San Francisco, CA
  • 04/2023 → Present
    J.P. Morgan Securities Llc
    Encino, CA
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Encino, CA
  • 03/2023 → 03/2023
    Unemployed
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2018-06-12
  • S66 Uniform Combined State Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-12
Other Names
  • Robert Carrington
  • Robert Henry Carrington
  • Robert H Carrington
  • Robert Henry Carrington

View on SEC IAPD

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Other Offices

GOODSTEIN WEALTH MANAGEMENT LLC · ENCINO, CA
PORTFOLIO DESIGN LABS, LLC · ENCINO, CA
WILLNER & HELLER LLC · ENCINO, CA
WEALTH MANAGEMENT PARTNERS OF LOS ANGELES · ENCINO, CA
FINANCIAL PLANNING FOR GENERATIONS, INC. · ENCINO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA
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