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Steven John Celeste

Rockefeller Capital Management

Saratoga Sprints, NY

Rockefeller Financial LLC

Saratoga Springs, NY

Chicago, IL

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-16
TX RA APPROVED 2024-02-16
  • NY RA
    APPROVED
    Since 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

321 Broadway, Saratoga Sprints, NY 12866 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-24
NY RA APPROVED 2021-10-09
  • TX RA
    APPROVED_RES
    Since 2023-08-24
  • NY RA
    APPROVED
    Since 2021-10-09

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 10/2017 02/2019
Binghamton University Vestal NY 08/2011 08/2017
Rockefeller Financial Llc Saratoga Springs NY 02/2019 Present
Rock & Co Llc Saratoga Springs NY 02/2019 12/2022
  • 10/2017 → 02/2019
    The Ayco Company, L.P./Mercer Allied
    Saratoga Springs, NY
  • 08/2011 → 08/2017
    Binghamton University
    Vestal, NY
  • 02/2019 → Present
    Rockefeller Financial Llc
    Saratoga Springs, NY
  • 02/2019 → 12/2022
    Rock & Co Llc
    Saratoga Springs, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-24
  • S66 Uniform Combined State Law Examination
    2018-07-24

View on SEC IAPD

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Other Offices

GOLDMAN SACHS WEALTH SERVICES, L.P. · Saratoga Springs, NY
CERITY PARTNERS LLC · SARATOGA SPRINGS, NY
CERITY PARTNERS LLC · SARATOGA SPRINGS, NY
RAYMOND JAMES & ASSOCIATES, INC. · Saratoga Springs, NY
CERITY PARTNERS LLC · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY
MORGAN STANLEY · SARATOGA SPRINGS, NY
BOUCHEY FINANCIAL GROUP LTD · Saratoga Springs, NY

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