Brandt R Hockman

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-05
IA	RA	APPROVED	2018-05-16

TX RA
APPROVED_RES

Since 2021-05-05
IA RA
APPROVED

Since 2018-05-16

Branch Locations

1610 Sw Main St Suite 206, Ankeny, IA 50023-7282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2018	Present
Wells Fargo Home Mortgage	Des Moines	IA	10/2015	03/2018

03/2018 → Present

Edward Jones

St Louis, MO
10/2015 → 03/2018

Wells Fargo Home Mortgage

Des Moines, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-11

S66 Uniform Combined State Law Examination

2018-05-11

Designations

Other Names

Brandt Hockman

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

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