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Sarah L Miller

Morgan Stanley

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-14
CA RA APPROVED 2021-03-09
  • TX RA
    APPROVED_RES
    Since 2022-10-14
  • CA RA
    APPROVED
    Since 2021-03-09

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover DE 02/2018 02/2020
State Farm Dover DE 02/2017 02/2018
Verizon Wireless Dover DE 10/2016 02/2017
Morgan Stanley Smith Barney Llc Roseville CA 02/2021 Present
Pro Unlimited Folsom CA 02/2020 01/2021
  • 02/2018 → 02/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dover, DE
  • 02/2017 → 02/2018
    State Farm
    Dover, DE
  • 10/2016 → 02/2017
    Verizon Wireless
    Dover, DE
  • 02/2021 → Present
    Morgan Stanley Smith Barney Llc
    Roseville, CA
  • 02/2020 → 01/2021
    Pro Unlimited
    Folsom, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-08
  • S66 Uniform Combined State Law Examination
    2019-01-08
Other Names
  • Sarah Louisa Miller
  • Sarah Miller
  • Sarah Gautier
  • Sarah Louisa Gautier
  • Sarah L Gautier

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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