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Cody Jay Sanchez

Ubs Financial Services Inc.

Charlotte, NC

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-02-10
  • NC RA
    APPROVED
    Since 2020-02-10

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairhope AL 02/2018 07/2019
Warren Averett Pensacola FL 09/2016 02/2018
Bank Of America, N.A. Fairhope AL 05/2018 07/2019
Ubs Financial Services Inc. Charlotte NC 01/2020 Present
Colony Animal Clinic Fairhope AL 08/2019 12/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-28
  • S66 Uniform Combined State Law Examination
    2018-05-28
Other Names
  • Cody Sanchez

View on SEC IAPD

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