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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-02
  • CA RA
    APPROVED
    Since 2024-05-02

Branch Locations

2287 West March Lane, Stockton, CA 95207 • United States

201 North Main Street, Manteca, CA 95336 • United States

1070 North Tracy Boulevard, Tracy, CA 95376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 02/2018 04/2024
Lowes West Sacramento CA 08/2017 02/2018
Mutual Of Omaha Honolulu HI 10/2015 12/2017
Bank Of America, N.A. Sacramento CA 06/2018 04/2024
Pnc Investments Llc Manteca CA 04/2024 Present
  • 02/2018 → 04/2024
    Sacramento, CA
  • 08/2017 → 02/2018
    Lowes
    West Sacramento, CA
  • 10/2015 → 12/2017
    Mutual Of Omaha
    Honolulu, HI
  • 06/2018 → 04/2024
    Bank Of America, N.A.
    Sacramento, CA
  • 04/2024 → Present
    Pnc Investments Llc
    Manteca, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-22
  • S66 Uniform Combined State Law Examination
    2018-06-22

View on SEC IAPD

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