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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rochester | NY | 02/2018 | Present |
| St. John Fisher College | Rochester | NY | 09/2014 | 06/2018 |
1. 5/15/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 3/2/2020 - 1 Hour Per Month. 2. 5/15/2020 - RESEARCH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-29 |
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