Rocio Maria Branz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 04/2024 → Present
  Set Up Personal Llc
  Houston, TX
• 03/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX

Previous Registrations

• 2010-04-26 → 2012-10-01
  Chase Investment Services Corp.
  Katy, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2007-05-29 → 2009-09-14
  Citigroup Global Markets Inc.
  Houston, TX
  San Antonio, TX
  Shenandoah, TX
  New York, NY
  Long Island City, NY
  New York, NY
• 2004-12-07 → 2007-05-29
  Citicorp Investment Services
  New York, NY
  New York, NY

Other Businesses

Entity Name: Set up personal LLC Investment related: No Address: Houston, TX 77094 Nature of the other business: Author Position/Title/Relationship: Owner/Partner Start Date: 04/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature of Business ; Author: mediation, Yoga, personal development, design "

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-30
• S63 Uniform Securities Agent State Law Examination
  1999-09-15

Other Names

• Rose Suarez
• Rocio M Suarez
• Rocio M Suarez
• Rocio Maria Suarez