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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| 4B Pretzels Llc Dba Ned'S Pretzels | Bad Axe | MI | 04/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. ETANER FINANCIAL SERVICES, DBA FOR FIXED INSURANCE SALES AND SECURITIES BUSINESS. 2.MATT JOSWICK PC, 44444 MOUND RD, STE 100, STERLING HEIGHTS, MI 48314, REFERALS FOR ESTATE PLANNING 3. HOUSE HOLD GOODS SALES, SAME AS HOME ADDRESS, START 01/01/2013, SALES OF GOODS ON EBAY, 1-2HR/WK, PROFITS. 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE; 5. NAME OF OTHER BUSINESS: RENTAL UNIT, INVESTMENT RELATED: NO, ADDRESS: DICKINSON, MOUNT CLEMENS, MI, NATURE OF BUSINESS: REAL ESTATE RENTAL, START DATE: 12/2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: 25% OWNER, BRIEF DESCRIPTION OF DUTIES: PAY BILLS; 6. NAME OF OTHER BUSINESS: RIVARD FAMILY TRUST, INVESTMENT RELATED: NO, ADDRESS: 296/298 RIVARD BLVD GROSSE POINT MI 48230, NATURE OF BUSINESS: TRUST, START DATE: 2012, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE, BRIEF DESCRIPTION OF DUTIES: PAY BILLS, FILE TAX, MANAGE PROPERTY; 7. NAME OF OTHER BUSINESS: 4B PRETZELS LLC DBA NED'S PRETZELS; INVESTMENT RELATED: NO; ADDRESS: 425 COUNTY CENTER STREET LAPEER MI 48446, NATURE OF BUSINESS: WHOLESALE / RETAIL PRETZEL SALES; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PAPERWORK, MANAGEMENT OF COMPANY, PRODUCTION AND MARKETING; 8. NAME OF OTHER BUSINESS: EMILY LLC; INVESTMENT RELATED: NO; ADDRESS: 296/298 RIVARD BLVD GROSS POINTE MI 48230; NATURE OF BUSINESS: RENTAL INCOME; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGE MORTGAGE AND OTHER EXPENSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-01 |
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