Hans Peter Smith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-05-24
MO	RA	APPROVED	2010-11-10

TX RA
APPROVED_RES

Since 2022-05-24
MO RA
APPROVED

Since 2010-11-10

Branch Locations

13849 Manchester Rd, Ballwin, MO 63011 • United States

19 Research Park Court, Saint Charles, MO 63304 • United States

601 Greenway Chase, Florissant, MO 63031 • United States

11654 West Florissant, Florissant, MO 63033 • United States

4545 Lemay Ferry Rd, St. Louis, MO 63129 • United States

3860 S. Lindbergh, St. Louis, MO 63127 • United States

1330 Ymca Dr Ste. 1330, Festus, MO 63028 • United States

16260 Truman Rd, Ellisville, MO 63011 • United States

100 Progress Point Court, O'FAllon, MO 63368 • United States

611 N Lindbergh Blvd, Creve Coeur, MO 63141 • United States

1467 W. 5Th Street, Eureka, MO 63025 • United States

Hazelwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vantage Credit Union	Bridgeton	MO	03/2008	Present
Lpl Financial	Bridgeton	MO	04/2008	Present

03/2008 → Present

Vantage Credit Union

Bridgeton, MO
04/2008 → Present

Lpl Financial

Bridgeton, MO

Other Businesses

1. 4/18/08- DBA VANTAGE INVESTMENT SERVICES GROUP/ BRIDGETON, MO 2. 09/01/2010 - OTHER-CREDIT UNION, VANTAGE CREDIT UNION, 25%. 3. 12/05/2024 - Other - Writing a Book - Book Author - Not Investment Related - Home Based - Start Date 12/01/2024 - 20 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-08
S63	Uniform Securities Agent State Law Examination	1999-06-02

S66 Uniform Combined State Law Examination

2010-11-08
S63 Uniform Securities Agent State Law Examination

1999-06-02