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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2017-01-23 |
| TX | RA | APPROVED | 2017-01-19 |
Branch Locations
9590 Six Pines Dr, Floor 01, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooklyn College | Brooklyn | NY | 01/2008 | Present |
| Wells Fargo Advisors, Llc | Santa Rosa | CA | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | 01/2017 |
| Jp Morgan Securities Llc | Mineola | NY | 01/2017 | Present |
| Metrostone Marble And Granite Corp | Staten Island | NY | 03/2019 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-19 |
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