Best Investors Account Sign in

William Joseph Ward

Mml Investors Services, LLC

Springfield, MA

East Longmeadow, MA

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-11-29
  • CT RA
    APPROVED
    Since 2021-11-29

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

East Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 02/2018 Present
Mml Investors Services, Llc Springfield MA 02/2018 Present
Stop & Shop Llc Quincy MA 06/2014 12/2017
Self-Employed East Longmeadow MA 12/2017 02/2018
  • 02/2018 → Present
    Massmutual
    Springfield, MA
  • 02/2018 → Present
    Mml Investors Services, Llc
    Springfield, MA
  • 06/2014 → 12/2017
    Stop & Shop Llc
    Quincy, MA
  • 12/2017 → 02/2018
    Self-Employed
    East Longmeadow, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-10
S63 Uniform Securities Agent State Law Examination 2018-10-02
  • S65 Uniform Investment Adviser Law Examination
    2020-08-10
  • S63 Uniform Securities Agent State Law Examination
    2018-10-02
Other Names
  • William Ward

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HEAPHY INVESTMENTS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
USA 401K

Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

More in Springfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor