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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED | 2020-11-04 |
Branch Locations
Saint Paul,, MN • United States
150 S. Wacker Drive, Chicago, IL 60606-4111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phoenix Entertainment | Plano | TX | 11/2004 | 04/2017 |
| Novitex | Austin | TX | 05/2017 | 01/2018 |
| Charles Schwab & Co., Inc | Saint Paul | MN | 02/2018 | Present |
1) Octapharma | Investment Related:No|Medical Devices/Supplies|Plasma Donations|7/12/2025|Less than 20|0|Donate plasma and receive compensation. I don't actually work for the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-29 |
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