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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2018-08-10 |
Branch Locations
1360 S Frontage Rd, Hastings, MN 55033 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
8770 E Point Douglas Rd S, Cottage Grove, MN 55016 • United States
3390 Pilot Knob Rd, Eagan, MN 55121 • United States
1827 Grand Ave 1St Fl, Saint Paul, MN 55105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Eagan | MN | 08/2016 | Present |
| Wells Fargo Clearing Services Llc | Eagan | MN | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-13 |
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