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Jacqueline Anna Regan

Neuberger Berman Bd LLC

East Rockaway, NY

New York, NY

CRD 6914213

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2019-01-30
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2019-01-30

Branch Locations

East Rockaway, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stone Harbor Investment Partners Lp New York NY 06/2011 02/2018
Neuberger Berman Llc New York NY 02/2018 Present
  • 06/2011 → 02/2018
    Stone Harbor Investment Partners Lp
    New York, NY
  • 02/2018 → Present
    Neuberger Berman Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-15
  • S66 Uniform Combined State Law Examination
    2019-01-15
Other Names
  • Jackie Regan

View on SEC IAPD

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