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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Marina Del Ray | CA | 12/2017 | 03/2019 |
| U.S. Bancorp Investments, Inc. | Marina Del Ray | CA | 02/2018 | 03/2019 |
| Tesla | Hawthorne | CA | 03/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 04/2019 | 11/2022 |
| Bank Of America, N.A. | El Sugundo | CA | 06/2019 | 11/2022 |
| E*Trade Capital Management Llc | Los Angeles | CA | 12/2022 | 03/2023 |
| E*Trade Securities Llc | Los Angeles | CA | 12/2022 | 03/2023 |
| Fidelity Investments | Westlake | TX | 12/2023 | Present |
| Unemployed | Los Angeles | CA | 03/2023 | 12/2023 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-23 |
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