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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-09-16 |
| IL | RA | APPROVED | 2023-01-27 |
| TX | RA | APPROVED_RES | 2023-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Walnut Creek | CA | 02/2018 | 10/2020 |
| Burberry | Indianapolis | IN | 06/2017 | 01/2018 |
| Sushi Boss | Indianapolis | IN | 10/2016 | 05/2017 |
| Charles Schwab Bank | Walnut Creek | CA | 05/2019 | 10/2020 |
| First Republic Securities Company, Llc | San Francisico | CA | 11/2020 | 02/2022 |
| First Republic Investment Management, Inc | San Francisco | CA | 11/2020 | 02/2022 |
| Ameriprise Financial Services, Llc | Mercer Island | WA | 02/2022 | 11/2022 |
| J.P. Morgan Securities Llc | Chicago | IL | 01/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 01/2023 | Present |
| Heritage Wealth Advisors | Mercer Island | WA | 03/2022 | 12/2022 |
| Z Sportz Inc. | Walnut Creek | CA | 01/2020 | 06/2020 |
| Indiana University Purdue University Indianapolis | Indianapolis | IN | 08/2015 | 12/2017 |
| Yokohama Japanese Cuisine And Sushi Bar | Greenwood | IN | 02/2012 | 06/2017 |
Effective 1/3/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-15 |
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