Emma R Smith

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-10
GA	RA	APPROVED	2025-10-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Fort Worth	TX	02/2018	06/2019
Commodity Partners Llc	Urbana	OH	01/2007	01/2018
Erin Patton State Farm	Urbana	OH	05/2014	12/2017
Brugler Marketing & Management Llc	Omaha	NE	05/2017	08/2017
Velocity Bookkeeping	West Lafayette	IN	02/2017	12/2017
Morgan Stanley	Plano	TX	07/2019	04/2020
Morgan Stanley Private Bank, N.A	New York	NY	08/2019	04/2020
Merrill Lynch, Pierce & Smith Incorporated	Dallas	TX	04/2020	09/2021
Morgan Stanley Private Bank, N.A	New York	NY	07/2019	04/2020
Bank Of America, N.A.	Dallas	TX	05/2020	09/2021
John Hancock	Tempe	AZ	09/2021	08/2025
John Hancock Investment Management Distributors Llc	Boston	MA	09/2021	08/2025
Raymond James & Associates, Inc	Atlanta	GA	10/2025	Present

02/2018 → 06/2019

Charles Schwab & Co., Inc.

Fort Worth, TX
01/2007 → 01/2018

Commodity Partners Llc

Urbana, OH
05/2014 → 12/2017

Erin Patton State Farm

Urbana, OH
05/2017 → 08/2017

Brugler Marketing & Management Llc

Omaha, NE
02/2017 → 12/2017

Velocity Bookkeeping

West Lafayette, IN
07/2019 → 04/2020

Morgan Stanley

Plano, TX
08/2019 → 04/2020

Morgan Stanley Private Bank, N.A

New York, NY
04/2020 → 09/2021

Merrill Lynch, Pierce & Smith Incorporated

Dallas, TX
07/2019 → 04/2020

Morgan Stanley Private Bank, N.A

New York, NY
05/2020 → 09/2021

Bank Of America, N.A.

Dallas, TX
09/2021 → 08/2025

John Hancock

Tempe, AZ
09/2021 → 08/2025

John Hancock Investment Management Distributors Llc

Boston, MA
10/2025 → Present

Raymond James & Associates, Inc

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-15