Wen F Lee

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → Present
  Transamerica Financial Advisors, Inc
  Houston, TX
• 09/2014 → Present
  World Financial Group, Inc.
  Houston, TX
• 01/2023 → Present
  Dream Builder Financial
  Houston, TX
• 01/2025 → Present
  Inheritguard, Llc
  Sheridan, WY

Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Dream Builder Financial | marketing | 01/2023 | approved co-brand company through WFGIA | investment related | Houston Texas INHERITGUARD, LLC POSITION: NONE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2025 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-13
• S63 Uniform Securities Agent State Law Examination
  2018-05-29

Other Names

• Steve Lee
• Steve Wen Lee